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Qualification of Facility and Critical systems in Pharmaceuticals

Determining scope of qualification of facility and critical systems

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Description

Qualification is the action done to prove that any process or any equipment produces consistent results and works properly.

Equipment and environmental control

Efforts and decisions based on the purpose should be differentiated like multipurpose vs single purpose or continuous production vs batch production

Cleaning validation limits should be specified

Calibration or preventive maintenance

Appropriate schedules for calibration and maintenance should be maintained

Computer controlled equipment’s and systems

Computer hardware and software design should be selected

To know the extent of validation the following should be considered:

  • Code review
  • Critical performance parameters
  • Requirements and design selection
  • Maintenance of signatures and electronic records
  • Test methods and extent of testing

Based on manufacturing and engineering provisions design specifications are formed. Reviewing the design at the beginning of the project helps in reducing the deviations during installation and operational qualification protocols. To ensure that design meets the requirements firstly the facility should be defined according to the product to be manufactured.

The construction of facility mandates adherence to title 21, section 211.42 of Code of Federal Regulations of cGMPs to process human drugs & newly proposed regulatory requirements.

Issues that arise during construction should be kept in mind by contractors, owners and facility operators.

The success of a validation project requires integration of qualification and construction activities. Such integration 

  • Increases the startup effort
  • Assures that product is produced in compliance with GMP regulations within the facility
  • Decreases time in the completion of IQ and OQ activities
  • Assists appropriate documentation

Critical systems 

During construction qualification following critical systems should be inspected:

  • Architectural finishes
  • Purified water system
  • Computerized systems
  • Clean in place systems
  • Cleanroom HVAC
  • Water for injection system
  • Product contact compressed gases
  • Product piping systems

Documentation

To utilize the inspections and tests they should be documented according to the cGMP requirements including the following:

Inspections and tests should be conducted according to the procedures

Personnel should be trained in procedures and training should be documented

Results obtained from tests should be according to Good Documentation Practices

Based on the project requirement, construction team should have CQ coordinator and team with construction and engineering background. They need to work with the mechanical & general contractors to procure, organize and verify the documents for turn over packages as part of good engineering practices:

  • Purchase orders
  • Vendor test reports and submittals
  • Project specifications
  • Manufacture mechanical specifications
  • Instrumental specifications
  • Calibration data
  • Material certifications
  • Pipe specifications
  • Material and finish verification
  • State and local code compliance
  • Cleaning and passivation reports
  • ANSI & ASME certifications
  • Stainless steel weld documentation
  • MSDS

The construction schedule should be monitored so the necessary inspections and tests are documented.

The tests and inspections performed should support the qualification of the utility systems. They should be performed as per the specifications and any discrepancies should be documented.

The observations should be entered to construction site audit log.

Two most common utility systems are HVAC & WFI. The tests that need to be performed are following:

Tests for HVAC

  • HEPA filter installation and leak testing
  • Air duct cleaning, inspection and leakage testing
  • Critical component receipt inspection
  • Verification test

Tests for WFI

  • Weld inspection and documentation
  • Critical component receipt inspection
  • Slope verification procedures
  • Hydrostatic pressure testing
  • Cleaning and passivation
  • Verification test

Tags

Facility, equipment, critical systems

References

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